In today’s environment of complex regulations, aggressive prosecution, exorbitant penalties, and hungry whistleblower attorneys, it is necessary for medical practices to maintain effective compliance ...

Design thinking is another innovation which can help the Chief Compliance Officer (CCO) move forward in a cutting-edge manner to make a compliance program not only more robust but also operationalize ...

Nasdaq has unveiled the sixth annual Global Compliance Survey, finding that global factors, such as the coronavirus pandemic, were the primary driver of compliance process changes. “In our latest ...

Starting a new job as a compliance leader can be daunting. Here's what you need to know. Becoming a compliance officer may be a lifelong dream or a goal that evolves over time. Depending on your ...

Structured change tracking can reduce version confusion and improve SEC Form ADV defensibility. Compliance shouldn’t ...

The compliance process at pharmaceutical manufacturers is complicated because many still use paper-based systems to record manufacturing steps. These paper records are reviewed by FDA auditors to ...

Organizations are placing far too much emphasis on the compliance certification and not enough on the compliance process, says Dan Maloney Perhaps the most surprising fact about last year’s slew of ...

As cybersecurity threats continue to evolve and target sensitive government information, the protection of controlled unclassified information, or CUI, has become a top priority for the Department of ...

RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Regulatory compliance is evolving from being merely a regulatory obligation to becoming a driver of business value, with emerging technologies such as AI, cloud computing and advanced analytics ...

AI compliance startup Kobalt Labs raises $12.7 million as fintech goes agentic, signaling a shift toward AI-driven risk, ...