M1 Finance strikes a balance between the completely hands-off approach of a robo-advisor and the technical complexity of a full-service investment firm. It allows investors to build an investment ...
Four firms, including SoFi Securities, SogoTrade, M1 Finance and Open to the Public Investing, will collectively pay $2.6 million for poorly supervising whether it was appropriate to enroll retail ...
I went from testing M1 Finance for work to using it in my personal investing thanks to one key feature. Many, or all, of the products featured on this page are from our advertising partners who ...
Finra slapped online brokerage firm M1 Finance with an $850,000 fine for violations related to its social media influencer program. In its first formal enforcement action against a firm over its ...
FINRA announced that it has fined M1 Finance LLC $850,000 for social media posts made by influencers on the firm’s behalf that were not fair or balanced, or contained exaggerated, unwarranted, ...