Vanguard Group Inc., the investment giant famous for low-cost index funds, is seeking regulatory approval to expand its ...

The Jack Bogle-founded firm is looking to apply its famed dual-share class structure to actively managed strategies.

Sotiroff also pointed out that Vanguard itself tried to prevent other asset management firms from using the ETF share class ...

Charges are related to target date retirement funds. Washington D.C. — The Securities and Exchange Commission announced Jan. 17, 2025 that The Vanguard Group, Inc. will pay $106.41 million to ...

I nvesting.com -- The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC) over misleading statements related to capital gains ...

(Reuters) - Top mutual fund firm Vanguard has resumed stewardship meetings with portfolio companies after reviewing new guidance from securities regulators, a document seen on Monday by Reuters shows.

Without admitting or denying the SEC’s findings, Vanguard agreed to be censured, cease and desist from future violations, and pay $18.2M in disgorgement and prejudgment interest that will be ...

Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target date investment funds, the Securities and Exchange Commission ...

The Commission said the move aligns with its ongoing efforts to foster innovation in the capital market while ensuring investor protection. The SEC identified the approved companies as Busha ...

Rowe Price is seeking SEC approval to offer a new ETF product as ... Rowe Price Group Inc. is looking to take a page out of Vanguard’s playbook to grow its exchange-traded fund, or ETF, business.