Commonwealth Financial Network has continued shedding financial advisors following its acquisition by LPL Financial this summer, most recently losing experienced professionals to Kestra Financial and ...

This story first ran on Financial Advisor IQ sister publication FundFire.

Once the domain of ultra-wealthy investors, non-traditional assets such as art, vintage cars, whiskey and collectibles are becoming increasingly popular investment opportunities. Driving the interest ...

The Consumer Financial Protection Bureau will continue its supervision of the financial industry despite previous calls for its dismantlement, but its staff will now have to recite a "humility pledge" ...

Commonwealth Financial Network has continued shedding financial advisors following its acquisition by LPL Financial this summer, most recently losing experienced professionals to Kestra Financial and ...

Commissioner Mark Uyeda of the Securities and Exchange Commission has set out the institutional and regulatory framework to pave the way for private investments in defined-contribution plans as ...

UBS Chief Executive Officer Sergio Ermotti expressed intent to stay headquartered in Switzerland as well as optimism about reaching a compromise with the Swiss government over its proposed capital ...

Morgan Stanley remains ahead of the curve on crypto among traditional institutions, most recently outselling its rivals on a complex Bitcoin-linked product, according to Bloomberg.

Advisors with clients such as executives who are seeking to reduce concentrated stock positions can recommend any one of several investment strategies to bring unwieldy portfolios to heel, according ...

Registered investment advisory firm Sapient Capital said it's lured a veteran J.P. Morgan financial advisor in New York. Osaic said it's lured financial advisors from LPL Financial as well as ...

San Francisco-based registered investment advisor Intellectus Partners is spinning out an artificial intelligence platform business to make the technology available to advisors outside the firm.

UBS Wealth Management has lowered the minimum asset threshold for accounts in its Consolidated Advisory Program, or UBS CAP, as well as its alternative investments-dedicated CAP Select offering, ...