The financial industry continues to experience regulatory uncertainty, creating operational challenges for advisory firms. Cayla Culver, Charles Schwab's chief risk officer, described the situation as ...

Investors are still sitting on a more than 25% gain for the year, and it’s arguable that the frenzied postelection bump pulled forward some of December’s typical gains. Nonetheless, the month’s anemic ...

Charles Schwab's compliance expert says firms are still adapting to the change of leadership at the SEC and the impact of the ...

Nasdaq approves Canary’s XRP ETF, signaling a seismic regulatory shift as XRP eyes a move back toward $3 amid key House votes ...

The courts are split about certain actions by the companies behind prediction markets. States are suing and the outcome could redefine the limits of federal preemption regarding financial innovations.

FDIC chair Travis Hill has announced that the agency is developing new guidance for “tokenized deposit insurance” during a ...

Municipal securities enforcement actions by the Securities and Exchange Commission have totaled just three so far this year, ...

Atkins confirms SEC will work with Congress to complement crypto regulation legislation.

The US Securities and Exchange Commission (SEC) chairman, Paul Atkins, has cleared the air on what has been the industry’s ...

SEC Chair Paul Atkins announced token taxonomy to define which digital assets are securities under US law, grounded in the Howey Test. Atkins also proposes exemptions for investment-linked tokens and ...

The US Senate Agriculture Committee has introduced a crypto bill that defines what counts as “digital commodities” and what ...

Iggy Azalea, retired rap star, is hoping to provide a crypto celebrity coin platform called Thrust, where fans could benefit financially based on various celebrity coins.