The SEC only brought three enforcement actions in the second half of fiscal 2025, the lowest level ever recorded in a ...

The Securities and Exchange Commission’s enforcement activity against public companies plunged in fiscal 2025, according to a new analysis, which shows the agency’s pace slowed dramatically after the ...

Former SEC Chair Gary Gensler oversaw 93% of the 56 SEC enforcement actions brought during the 12 months ended Sept. 30, a ...

Cornerstone Research cited the US SEC's dismissal of a case against Coinbase as ”consistent” with the agency’s priorities ...

Michael Selig, President Donald Trump's nominee to lead the Commodity Futures Trading Commission, is chief counsel of the ...

Washington’s crypto-friendly policies will cement U.S. dominance, Howard A. Fischer and Robert B. McFarlane write in a guest commentary.

Investment advisor/company and broker/dealer actions made up half of the enforcement cases filed in FY 2025, according to a ...

Kraken has raised $800 million at a $20 billion valuation from Citadel and other institutions ahead of a possible 2026 IPO.

The U.S. Securities and Exchange Commission under former Chair Gary Gensler took 52 enforcement actions between Oct. 1, 2024, ...

Many items on the commission’s examination agenda for 2026, such as advisors’ fiduciary duty and AI, are familiar, but ...

The U.S. Securities and Exchange Commission released its examination priorities for fiscal year 2026 on Monday, and one ...

The federal regulator's exam priorities highlight risks for broker-dealers and investment advisers, with an emphasis on ...